-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WvcLCeUj+hWGOXWjqOkMd81IebDVS1Vf1F4mkpk6jkcnpCY39FFBHjiO0tYhwCIU hzh+8iZHN7yQ0y8/Qr5GfQ== 0000799005-00-000008.txt : 20000214 0000799005-00-000008.hdr.sgml : 20000214 ACCESSION NUMBER: 0000799005-00-000008 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STEWART & STEVENSON SERVICES INC CENTRAL INDEX KEY: 0000094328 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 741051605 STATE OF INCORPORATION: TX FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-11901 FILM NUMBER: 533796 BUSINESS ADDRESS: STREET 1: 2707 N LOOP W CITY: HOUSTON STATE: TX ZIP: 77008 BUSINESS PHONE: 7138687700 MAIL ADDRESS: STREET 1: P O BOX 1637 CITY: HOUSTON STATE: TX ZIP: 77251-1637 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: STEIN ROE & FARNHAM INC /DE/ CENTRAL INDEX KEY: 0000799005 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 363447638 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE S WACKER DR STREET 2: 35TH FL CITY: CHICAGL STATE: IL ZIP: 60606 BUSINESS PHONE: 3123687700 MAIL ADDRESS: STREET 1: ONE SOUTH WACKER DR STREET 2: 35TH FL CITY: CHICAGO STATE: IL ZIP: 60606 SC 13G/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* STEWART & STEVENSON SERVICES, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 860342104 (CUSIP Number) December 31, 1999 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) *The remainder of this page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 860342104 1. Name of Reporting Person I.R.S. Identification Number of Above Person (entities only) STEIN ROE & FARNHAM INCORPORATED 36-3447638 2. Check the appropriate box if a member of a group (a) ----- (b) ----- 3. SEC USE ONLY 4. Citizenship or place of organization Delaware Corporation Number of shares beneficially owned by each reporting person with 5. Sole voting power -0- shares 6. Shared voting power -0- share 7. Sole dispositive power -0- 8. Shared dispositive power 624,400 shares 9. Aggregate amount beneficially owned by each reporting person 624,400 shares 10. Check box if the aggregate amount in Row (9) excludes certain shares not applicable 11. Percent of class represented by amount in Row 9 2.23% 12. Type of Reporting Person IA CUSIP No. 860342104 1. Name of Reporting Person I.R.S. Identification Number of Above Person (entities only) SR&F DISCIPLINED STOCK PORTFOLIO Formerly SR&F SPECIAL PORTFOLIO 36-4112261 2. Check the appropriate box if a member of a group (a) ----- (b) ----- 3. SEC USE ONLY 4. Citizenship or place of organization Massachusetts Common law Trust Number of shares beneficially owned by each reporting person with 5. Sole voting power 624,400 shares 6. Shared voting power -0- 7. Sole dispositive power -0- 8. Shared dispositive power 624,400 shares 9. Aggregate amount beneficially owned by each reporting person 624,400 shares 10. Check box if the aggregate amount in Row (9) excludes certain shares not applicable 11. Percent of class represented by amount in Row 9 2.23% 12. Type of Reporting Person IV Item 1(a). Name of Issuer: STEWART & STEVENSON SERVICES, INC. Item 1(b). Address of Issuer's Principal Executive Offices: 2708 North Loop West Houston, Texas 77008 Item 2(a). Name of Person Filing: Stein Roe & Farnham Incorporated, jointly on its own behalf and on behalf of SR&F Disciplined Stock Portfolio, a portfolio series of SR&F Base Trust Item 2(b). Address of Principal Business Office: One South Wacker Drive Chicago, IL 60606 Item 2(c). Citizenship: Delaware Corporation Massachusettes Common Law Trust Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP Number 860342104 Item 3. If this statement is filed pursuant to Sec. 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (e) [XX] An investment adviser in accordance with Sec. 240.13d-1(b)(1)(ii)(E) (d) [XX] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8) Item 4. Ownership: (a) Amount beneficially owned: 624,400 shares,consisting of 624,400 shares of common stock. (b) Percent of Class: 2.23% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 624,400 shares (SR&F Disciplined Stock Portfolio) (ii) shared power to vote or to direct the vote: -0- (iii) sole power to dispose or to direct the disposition: -0- (iv) shared power to dispose or to direct the disposition: 624,400 shares (Stein Roe & Farnham Incorporated and SR&F Disciplined Stock Portfolio) Item 5. Ownership of Five Percent or Less of a Class: SR&F Disciplined Stock Portfolio, which possesses sole power to vote 624,400 shares (consisting of 624,400 shares of common stock), is a portfolio series of SR&F Base Trust, a Massachusetts common law trust, which is a registered open-end investment company of which Stein Roe & Farnham Incorporated is investment adviser. This report is being filed to reflect ownership of less than 5% of the common stock. Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not Applicable Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable Item 8. Identification and Classification of Members of the Group: Not Applicable Item 9. Notice of Dissolution of Group: Not Applicable Item 10. CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 11, 2000 By: SR&F Base Trust on behalf of its series, SR&F Disciplined Stock Portfolio /s/ Kevin M. Carome Kevin M. Carome Executive Vice President -----END PRIVACY-ENHANCED MESSAGE-----